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Regulation banner image illustrating governance, compliance, or industry standards

Regulation

Compliance to regulation isn't black or white

Standards

We have template and questions support for the following standards:

Bank of England | SS1/21

Bank of England | SS2/21

Consumer Duty

Financial Promotions

DORA (EU) 2022/2554

we are continuously adding support for new standards, however should the standard you require not be available then the customisation tools will help you create them or we can do it for you.

Financial Services

“In today’s regulatory climate, financial services firms-and their accountable individuals-face mounting penalties for failing to demonstrate that regulation is actively embedded across the organisation.”

Regulator targeting

Senior Manager accountability (SMCR)

Retail conduct and challenger banks

“When Regulation Isn’t Embedded”

The Calm Before the Crisis

“LME was trusted to manage one of the world’s most volatile markets.”
But in March 2022, extreme price swings in nickel futures exposed deep flaws in its operational controls.

The Breakdown

“Systems failed. Controls faltered. Confidence collapsed.”
LME suspended trading and cancelled billions in nickel contracts-triggering global disruption and reputational damage.

The Regulatory Response

“In 2025, the FCA fined LME £9.2 million.”
Cited failures in algorithmic trading controls, staff training, and market resilience-proof that regulation wasn’t embedded in day-to-day operations.

The Lesson for Leaders

“Embedding regulation isn’t optional-it’s operational.”
Enien’s digital assessments help organisations evidence control, resilience, and readiness before regulators come knocking.

Organisations are

Strengthening governance and documentation

Prioritize SMCR training and role clarity

“Enien delivers digital assessments that
prove-not just promise-regulatory
integration across your organisation.”